Hubadex

Hubadex Receivership

Kevin B. Duff is the acting receiver in connection with the lawsuit brought by the U.S. Securities and Exchange Commission (the “SEC”)) against William A. Huber and Hubadex, Inc. (as defendants) and against The Quarter Funds, L.P., The Symmetry Fund, L.P., The Trimester Fund, and Ruthann Huber (as relief defendants). The lawsuit is titled, SEC v. William A. Huber, et al. , No. 09-cv-6068 (N.D. Ill.). The lawsuit is pending before the Honorable Ruben Castillo in the United States District Court for the Northern District of Illinois, Eastern Division.

You may access the following documents filed in the lawsuit by clicking on their name below:

• Complaint (09/29/2009)

• Judgment Order (09/29/2009)

• Order Appointing Receiver (10/13/2009)

• Receiver's First Status Report (4th Quarter 2009)

• First Interim Fee Application

• Liquidation Plan (4/30/2010)

• Receiver's Second Status Report (1st Quarter 2010)

• Second Interim Fee Application

• Receiver's Third Status Report (2nd Quarter 2010)

• Third Interim Fee Application

• Motion to establish claims procedures and set bar date (9-16-10 as filed) 

• Receiver's Fourth Status Report (3rd Quarter 2010) 

• Fourth Interim Fee Application

• Certification of Mailing of Claim Verification Forms

• Investor Claim Verification Form

• Non-Investor Creditor Claim Verification Form

• Certification of Mailing of Claim Verification Forms re clawbacks (as filed 1-11-11)

• Receiver's Fifth Status Report (4th Quarter 2010)

• Fifth Interim Fee Application 

• Receiver's Sixth Quarterly Status Report (First Quarter 2011)

• Sixth Interim Fee Application

• Receiver's Seventh Quarterly Status Report (Second Quarter 2011)

• Seventh Interim Fee Application

• Receiver's Motion to Approve Distribution Plan

• Receiver's Motion to Set Schedule for Filing Potential Objections to the Receiver's Motion to Approve Distribution Plan

• Order Granting Receiver's Motion to Set Schedule for Filing Potential Objections to the Receiver's Motion to Approve Distribution Plan

• Certification of Mailing of Notices of Proposed Distribution

• Receiver's Eighth Quarterly Status Report (Third Quarter 2011)

• Eighth Interim Fee Application

• Receiver's Report on Objections to Proposed Distribution Plan 

• 1/5/2012 Minute Order Granting Receiver's Motion to Approve Distribution Plan

• Receiver's Ninth Quarterly Status Report (Fourth Quarter 2011)

• Ninth Interim Fee Application

• Receiver's Tenth Quarterly Status Report (First Quarter 2012)

• Receiver's Tenth Interim Application and Motion for Court Approval of Payment of Fees and Expenses of Receiver and Receiver's Retained Professionals

• Receiver's Eleventh Quarterly Status Report (Second Quarter 2012)

• Receiver's Eleventh Interim Application and Motion for Court Approval of Payment of Fees and Expenses of Receiver and Receiver's Retained Professionals

• Receiver's Twelfth Quarterly Status Report (Third Quarter 2012)

• The 7th Circuit's Decision Affirming Receiver's Distribution Plan (11/29/12)

• Receiver's Thirteenth Quartery Status Report (Fourth Quarter 2012)

• Receiver's Thirteenth Interim Application and Motion for Court Approval of Payment of Fees and Expenses of Receiver and Receiver's Retained Professionals

• Receiver's Fourteenth Quartery Status Report (First Quarter 2013)

• Receiver's Fourteenth Interim Application and Motion for Court Approval of Payment of Fees and Expenses of Receiver and Receiver's Retained Professionals

The Court's “Order Appointing Receiver” appoints Mr. Duff as Receiver for all assets of whatever kind and wherever situated, of Defendants William A. Huber and Hubadex, Inc. (the “Receivership Assets”), and the recoverable assets of whatever kind and wherever situated, of Relief Defendants The Quarter Funds, L.P., The Symmetry Fund, L.P., The Trimester Fund, and Ruthann Huber (collectively, the “Recoverable Assets”).

You may contact Mr. Duff using the following information:

Kevin B. Duff, Receiver
Hubadex, Inc.
c/o Rachlis Duff Adler & Peel, LLC
542 S. Dearborn Street, Suite 900
Chicago , IL 60605
312-733-3390 (phone)
312-733-3952 (fax)
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